COMPLIFY.PK
⚙ Complete Technical & Operational Blueprint

Enterprise Architecture • Built for Brokerage Leadership

An institutional, pre-fed operations and compliance platform engineered to eliminate 100% of manual regulatory entries, streamline team attendance, and protect brokerage CEOs from statutory penalties.

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Unified Platform Diagram

Multi-Regulator Compliance & Delegation Engine

Layer 1 • Ingestion

Exchange Scoping

Dual-exchange tenant scoping isolating PSX (27 mandates) and PMEX (39 mandates) with zero cross-leakage.

Layer 2 • Automation

Pre-Fed Compliance

Ready-made calendar calculating preceding period ends (e.g. Sept 30 close → Oct 15 filing) with zero manual inputs.

Layer 3 • Delegation

Internal Tasks Hub

Bank reconciliations, client debit balance recovery, and Daily Trade Confirmation SOPs with audit logs.

Layer 4 • Team Coordination

Staff Attendance & IDs

Live 9:00 AM–5:30 PM shift ledger, 15-min grace period, IP lockdown, and anti-forgery microtext card generator.

Feature 1 • Zero Manual Setup

100% Automated Ready-Made Statutory Calendars

Unlike generic task boards where your staff must research rules and type in every date by hand, COMPLIFY.PK arrives **100% pre-fed and pre-configured**. The exact regulatory compliance framework across all 10 governing authorities is built into the core engine.

  • Pre-fed statutory rules for PSX, PMEX, NCCPL, CDC, SECP, FBR, PRA, SRB, and FMU.
  • Preceding period calculation: returns due in the running month automatically reflect the completed reporting period.
  • Dual Financial Year support: 1-click toggle between Standard Year (June 30) and Special Tax Year (December 31) under s. 74 of the Income Tax Ordinance 2001.
PRE-FED REGULATORY DOMAINS (ALL BUILT-IN)
🏢 PSX RAD (CASS & LCS) 🌾 PMEX RAD (Margins & MT5) 💳 NCCPL (NCB & Clearing) 🗃 CDC (CDS Reconciliation) 📜 SECP (SBLOR & AML/CFT) 💵 FBR (WHT s.165 & Tax s.114) 📋 PRA / SRB (Sales Tax e-Filing) 🚨 FMU (STR & CTR via goAML)
PRE-CALCULATED DUE DATE ENGINE
Period Ending: 30 Sept 2026 • Days Offset: +15 Days → Due 15 Oct 2026
Statutory PSX Brokerage Filing Health 100% Fully Compliant
Active Month: October 2026 Completed: 14 / 14 Obligations
✔ Auto-Rollover: As soon as a compliance item or task is marked completed, it automatically clears from the dashboard, leaving only active pending duties for the CEO.
Feature 2 • Executive Oversight

Executive Compliance Health Bar & Dashboard

CEOs and Managing Directors need immediate clarity without getting bogged down in administrative spreadsheets. COMPLIFY.PK provides an interactive Executive Health Bar displaying overall firm compliance status at a glance.

  • Dynamic rating: 100% Fully Compliant (Green), In Progress (Blue), or Attention Required (Amber/Red).
  • Active Current-Month Filtration: focuses strictly on what is due right now.
  • Automatic Monthly Rollover: completed filings archive cleanly at month-end so your dashboard stays uncluttered.
Feature 3 • Team Attendance & Coordination

Digital Staff Attendance & Punctuality Ledger

Monitor staff arrival timestamps and working hours in real-time. Built specifically around Pakistan financial market hours to enforce operational punctuality and eliminate proxy attendance.

  • Official Trading Shift: 9:00 AM – 5:30 PM PKT (customizable by Company Admin).
  • Grace Period Rule: arrivals up to 9:15 AM marked Present; arrivals after 9:15 AM flagged Late.
  • Office IP & Geolocation Security: lock clock-in permissions to company premises to prevent remote punching.
  • Full-month ledger exportable to Excel/CSV with total hours and overtime calculation.
Live Officer Attendance Card
09:12:45 PKT
PUNCHED IN • ON TIME (PRESENT)
Clock In: 09:08 AM
Shift End: 05:30 PM
Office IP: 182.185.x.x (Verified)
Grace Limit: 09:15 AM (Passed)
COMPLIFY.PK VERIFIED BROKERAGE CREDENTIAL COMPLIFY.PK VERIFIED BROKERAGE CREDENTIAL COMPLIFY.PK VERIFIED BROKERAGE CREDENTIAL COMPLIFY.PK VERIFIED BROKERAGE CREDENTIAL COMPLIFY.PK VERIFIED BROKERAGE CREDENTIAL
GLOBAL SECURITIES LIMITED
PSX TREC HOLDER # 048
🏢
👤
Tariq Mehmood Head of Compliance
Emp ID: GSL-008 • Blood: B+
CNIC: 35202-*******-1
Authenticated by Chief Executive Officer
M. Salman
📷
Feature 4 • Official Credentialing

High-Security Employee Card Generation System

Instantly generate professional, high-resolution employee identification cards with anti-forgery protection. Print high-grade badges for trading floor access, SECP inspections, and financial institutional audits with a single click.

  • Repeating microtext security watermark preventing unauthorized scanning and alteration.
  • Digital CEO signature overlay dynamically embedded from company settings.
  • Auto-generated employee codes (`GSPL-001`, `GSPL-002`) and CNIC/blood group formatting.
  • Ready-to-print front & back design engineered to standard CR80 credit-card dimensions.
Feature 5 • Operational Delegation

Internal Tasks Hub & Standard Operating Procedures (SOPs)

Statutory compliance is only half the battle; daily brokerage operations require seamless internal coordination. The Tasks Hub allows CEOs and Department Heads to delegate operational duties, attach checklists, and track execution status in real-time.

  • Pre-configured Daily Trade Confirmations SOP (reconcile trades, generate electronic slips, dispatch within 24 hours per PSX Rulebook 4.19).
  • Internal bank reconciliations, client debit balance recovery, and margin call oversight.
  • Task checklists with sub-items, priority tags (Urgent, High, Medium), and staff assignment.
HIGH PRIORITY SOP Due Today 06:00 PM
Daily Trade Confirmation Notes / Execution Slips SOP

PSX Rulebook Clause 4.19 • Electronic dispatch of contract notes to all active trading clients within 24 hours.

CHECKLIST COMPLETION: 4 / 5 ITEMS DONE
✔ Export EOD trade logs from KATS/MT5
✔ Reconcile executed orders vs client ledgers
✔ Generate automated computerized contract notes
✔ Dispatch notes via encrypted email & SMS
□ Archive dispatch delivery confirmation logs
REGULATORY EVIDENCE AUDIT VAULT
📄
CASS_Reconciliation_Fortnight_18.pdf Uploaded by M. Tariq • 1.4 MB
VERIFIED
📊
Liquid_Capital_Haircut_Schedule.xlsx Uploaded by CFO • 420 KB
VERIFIED
Feature 6 • Audit Substantiation

Tamper-Evident Regulatory Evidence Vault

During Joint Inspections by PSX, SECP, or NCCPL, brokers must prove that submissions were accompanied by required reconciliations and signed certificates. COMPLIFY.PK stores and previews evidence files directly in the browser.

  • Instant in-browser preview for PDF documents, Excel workbooks, Word files, and image scans.
  • Timestamped audit trail verifying which compliance officer uploaded the proof and when.
  • Eliminates missing evidence errors during official regulatory audits.

Ready to Automate Your Brokerage Compliance & Operations?

Join leading securities and commodity brokerages across Pakistan. Every registered firm begins with a full 1-Month Free Trial with pre-fed statutory schedules ready from day one.

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